15+ years in compliance.
Kanchan Mehta, Founder & Principal Consultant
I've spent more than 15 years working in compliance, governance, and regulatory affairs across Canada, the United States, Singapore, and India. I've supported firms regulated by provincial securities regulators such as the Ontario Securities Commission (OSC), British Columbia Securities Commission (BCSC), and Alberta Securities Commission (ASC), as well as CIRO, FINRA, and the U.S. Securities and Exchange Commission (SEC).
My experience includes leading complex registration projects, designing and implementing compliance programs, developing governance frameworks, drafting policies and procedures, supporting regulatory examinations, and managing regulatory relationships. I've built compliance functions from the ground up, led teams of compliance professionals, including Chief Compliance Officers, and worked closely with executive leadership and boards to embed practical, risk-based compliance across their organizations.
When I'm not working, I enjoy swimming, travelling, discovering new cafรฉs, and spending time with family and friends. I'm naturally curious, so I'm often reading about business, leadership, technology, or regulation, always looking for ideas that challenge the way we think and work.
Compliance is built on trust. So are the best client relationships.
We believe the best advice isn't measured by how complex it sounds, but by the confidence it gives the people making decisions.