Registration Services Include:
Registration strategy and licensing advice
OSC, BCSC, ASC and AMF registrations
CIRO dealer registrations
Exempt Market Dealer (EMD) registration
Portfolio Manager (PM) registration
Investment Fund Manager (IFM) registration
Investment Dealer registration
Mutual Fund Dealer registration
Crypto Asset Trading Platform registration
Money Services Business (MSB) registration
Payment Service Provider (PSP) registration
Business model development and review
Registration exemption assessments
Individual and firm registrations
Policies, procedures and compliance manuals
Chief Compliance Officer appointments
NRD administration and filings
Regulator correspondence and responses
SEC and FINRA registration support
End-to-end registration project management
From strategy to approval.
Every registration project is different, but the objective is always the same: achieving regulatory approval with confidence. GoldSleeve manages the process from initial strategy through final approval, coordinating applications, documentation, regulator engagement, and ongoing compliance support to help firms build a strong regulatory foundation from day one.
